David M. DeMilia - 11 May 2023 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
EVP, Pres of TCB Hudson Valley
Signature
/s/ David M. DeMilia
Issuer symbol
TMP
Transactions as of
11 May 2023
Net transactions value
-$10,471
Form type
4
Filing time
13 Nov 2023, 13:30:07 UTC
Previous filing
01 May 2023
Next filing
14 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Small acquisition under Rule 16a-6 $99.98 +2 +0.05% $51.06 4,168 11 May 2023 Direct F1
transaction TMP Common Stock Small acquisition under Rule 16a-6 $100 +2 +0.04% $59.00 4,185 12 Jun 2023 Direct F1
transaction TMP Common Stock Small acquisition under Rule 16a-6 $100 +2 +0.04% $55.91 4,187 11 Jul 2023 Direct F1
transaction TMP Common Stock Small acquisition under Rule 16a-6 $99.97 +2 +0.04% $57.03 4,189 11 Aug 2023 Direct F1
transaction TMP Common Stock Small acquisition under Rule 16a-6 $100 +2 +0.05% $50.18 4,205 14 Sep 2023 Direct F1
transaction TMP Common Stock Small acquisition under Rule 16a-6 $100 +2 +0.05% $50.33 4,207 11 Oct 2023 Direct F1
transaction TMP Common Stock Tax liability $2,143 -42 -0.78% $51.02 5,325 09 Nov 2023 Direct F2
transaction TMP Common Stock Tax liability $2,653 -52 -0.98% $51.02 5,273 09 Nov 2023 Direct F2
transaction TMP Common Stock Tax liability $6,275 -123 -2.3% $51.02 5,150 09 Nov 2023 Direct F2
holding TMP Common Stock 156 11 May 2023 By 401(k)
holding TMP Common Stock 1,825 11 May 2023 By ESOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.
F2 Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.