Stephen S. Romaine - Nov 9, 2023 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
President & CEO, Director
Signature
/s/ Stephen S. Romaine
Stock symbol
TMP
Transactions as of
Nov 9, 2023
Transactions value $
$177,652
Form type
4
Date filed
11/13/2023, 01:23 PM
Previous filing
May 2, 2023
Next filing
Nov 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Award $252K +4.94K +7.77% $51.02 68.6K Nov 9, 2023 Direct F1
transaction TMP Common Stock Tax liability -$33.4K -655 -0.96% $51.02 67.9K Nov 9, 2023 Direct F2
transaction TMP Common Stock Tax liability -$22.1K -433 -0.64% $51.02 67.5K Nov 9, 2023 Direct F2
transaction TMP Common Stock Tax liability -$18.9K -370 -0.55% $51.02 67.1K Nov 9, 2023 Direct F2
holding TMP Common Stock 10.3K Nov 9, 2023 by 401(k)/ISOP
holding TMP Common Stock 5.38K Nov 9, 2023 by ESOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.
F2 Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.