F. Quinn Stepan Jr. - 23 Oct 2023 Form 4 Insider Report for STEPAN CO (SCL)

Role
Director
Signature
/s/ Stephanie J. Pacitti, Attorney-in-Fact for F. Quinn Stepan, Jr.
Issuer symbol
SCL
Transactions as of
23 Oct 2023
Net transactions value
$0
Form type
4
Filing time
02 Nov 2023, 16:55:15 UTC
Previous filing
02 Aug 2023
Next filing
02 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCL Common Stock Gift $0 +9,117 +3.7% $0.000000 258,264 23 Oct 2023 Direct F1
transaction SCL Common Stock Gift $0 +13,365 +152% $0.000000 22,149 23 Oct 2023 By Family Trust V
transaction SCL Common Stock Gift $0 +63,820 +97% $0.000000 129,367 23 Oct 2023 Direct F3
transaction SCL Common Stock Gift $0 -18,960 -15% $0.000000 110,407 01 Nov 2023 Direct F3
transaction SCL Common Stock Gift $0 -15,000 -14% $0.000000 95,407 01 Nov 2023 Direct F3
transaction SCL Common Stock Gift $0 +15,000 +23% $0.000000 80,000 01 Nov 2023 By Family Trust IV F4
holding SCL Common Stock 0 23 Oct 2023 By Esop II Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SCL Share Units 91,692 23 Oct 2023 Common Stock 91,692 Direct F1, F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes exempt acquisitions under Rule 16a-11 pursuant to dividend reinvestments since the date of the reporting person's last report.
F2 Since the date of the reporting person's last ownership report, the reporting person received a distribution of 91 shares held in his ESOP account pursuant to the terms of the ESOP, and those shares are now owned directly.
F3 Joint Tenancy with Spouse.
F4 The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose.
F5 Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.
F6 Share Units convert on a one-for-one basis into Common Stock.
F7 Share Units are generally payable at end of employment, unless otherwise elected.