Nancy Ferrara - 13 Oct 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role: Executive Vice President, Organizational Health and Enterprise Capability Building
Signature: /s/ My Chi To, Attorney-in-Fact
Issuer symbol: VOYA
Transactions as of: 13 Oct 2023
Net transactions value: +$450
Form type: 4
Filing time: 16 Oct 2023, 16:09:31 UTC
Previous filing: 02 Oct 2023
Next filing: 01 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	VOYA	Common Stock						17,019	13 Oct 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VOYA	Deferred Savings Plan Issuer Stock Units	Award	$450	+7	+0.1%	$65.99	6,590	13 Oct 2023	Common Stock	7		Direct	F1
holding	VOYA	Performance Stock Unit						29,337	13 Oct 2023	Common Stock	29,337		Direct	F2
holding	VOYA	Performance-Based Stock Options						71,174	13 Oct 2023	Common Stock	71,174		Direct	F3
holding	VOYA	Restricted Stock Units						12,104	13 Oct 2023	Common Stock	12,104		Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2	The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F3	The options vest based on the conditions set forth in their respective agreements.
F4	The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.

Remarks:

Executive Vice President, Organizational Health and Enterprise Capability Building