Nancy Ferrara - Sep 29, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Organizational Health and Enterprise Capability Building
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Sep 29, 2023
Transactions value $
$450
Form type
4
Date filed
10/2/2023, 04:15 PM
Previous filing
Sep 19, 2023
Next filing
Oct 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 17K Sep 29, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $450 +6.77 +0.1% $66.45 6.58K Sep 29, 2023 Common Stock 6.77 Direct F1, F2
holding VOYA Performance Stock Unit 29.3K Sep 29, 2023 Common Stock 29.3K Direct F3
holding VOYA Performance-Based Stock Options 71.2K Sep 29, 2023 Common Stock 71.2K Direct F4
holding VOYA Restricted Stock Units 12.1K Sep 29, 2023 Common Stock 12.1K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2 Includes dividend of 39.530 shares.
F3 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.
F5 The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.

Remarks:

Executive Vice President, Organizational Health and Enterprise Capability Building