Francis M. Fetsko - 02 Oct 2023 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role: EVP, COO, CFO & Treasurer
Signature: /s/ Francis M. Fetsko
Issuer symbol: TMP
Transactions as of: 02 Oct 2023
Net transactions value: $0
Form type: 4
Filing time: 03 Oct 2023, 09:04:10 UTC
Previous filing: 07 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	TMP	Common Stock						17,429	02 Oct 2023	Direct
holding	TMP	Common Stock						4,763	02 Oct 2023	by 401K/ISOP
holding	TMP	Common Stock						5,872	02 Oct 2023	by ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	TMP	Stock Appreciation Rights (SAR)						802	02 Oct 2023	Common Stock	802	$76.90	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Francis M. Fetsko is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.