Roger Lazarus - 03 Aug 2023 Form 4 Insider Report for Heliogen, Inc. (HLGN)

Role: Director
Signature: /s/ Deborah Chen, Attorney-in-Fact
Issuer symbol: HLGN
Transactions as of: 03 Aug 2023
Transactions value $: $0
Form type: 4
Filing time: 07 Aug 2023, 17:23:55 UTC
Previous filing: 06 Mar 2023
Next filing: 05 Aug 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HLGN	Common Stock	Award	$0	+75K	+100%	$0.00	150K	03 Aug 2023	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of 75,000 restricted stock units ("RSUs") granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Amended and Restated Non-Employee Director Compensation Policy of the Issuer, vesting on the earlier of (i) August 3, 2024 and (ii) the day before the Issuer's next annual meeting of shareholders after the grant date, in each case, subject to the Reporting Person's continuous service as defined in the Plan through the vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.
F2	Also includes 75,000 RSUs granted to the Reporting Person under the Plan vesting in three equal annual installments such that the RSUs are fully vested on March 2, 2026, subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

Content

Consists of 75,000 restricted stock units ("RSUs") granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Amended and Restated Non-Employee Director Compensation Policy of the Issuer, vesting on the earlier of (i) August 3, 2024 and (ii) the day before the Issuer's next annual meeting of shareholders after the grant date, in each case, subject to the Reporting Person's continuous service as defined in the Plan through the vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

Also includes 75,000 RSUs granted to the Reporting Person under the Plan vesting in three equal annual installments such that the RSUs are fully vested on March 2, 2026, subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.