Trevor Ogle - Jul 3, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Jul 3, 2023
Transactions value $
$0
Form type
4
Date filed
7/5/2023, 05:20 PM
Previous filing
Feb 24, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +1.56K +931.14% $0.00 1.72K Jul 3, 2023 Direct F1
holding VOYA Common Stock 5.7K Jul 3, 2023 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -1.56K -7.35% $0.00 19.6K Jul 3, 2023 Common Stock 1.56K Direct F3
holding VOYA Performance Stock Unit 40.5K Jul 3, 2023 Common Stock 40.5K Direct F4
holding VOYA Performance-Based Stock Options 12.5K Jul 3, 2023 Common Stock 12.5K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 Includes automatic semi-monthly contributions to the reporting person's 401(k).
F3 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F4 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F5 The options vest based on conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer