Kevin D. Silva - Jul 3, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role: Executive Vice President
Signature: /s/ My Chi To, Attorney-in-Fact
Stock symbol: VOYA
Transactions as of: Jul 3, 2023
Transactions value $: $0
Form type: 4
Date filed: 7/5/2023, 05:17 PM
Previous filing: Mar 1, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VOYA	Common Stock	Options Exercise	$0	+1.68K	+78.83%	$0.00	3.81K	Jul 3, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VOYA	Restricted Stock Units	Options Exercise	$0	-1.68K	-7.37%	$0.00	21.1K	Jul 3, 2023	Common Stock	1.68K		Direct	F2
holding	VOYA	Performance Stock Unit						49.1K	Jul 3, 2023	Common Stock	49.1K		Direct	F3
holding	VOYA	Performance-Based Stock Options						71.2K	Jul 3, 2023	Common Stock	71.2K		Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2	The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F3	The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4	The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President