KEVIN D. SILVA - 03 Jul 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President
Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
03 Jul 2023
Net transactions value
$0
Form type
4
Filing time
05 Jul 2023, 17:17:38 UTC
Previous filing
01 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +1,679 +79% $0.000000 3,809 03 Jul 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -1,679 -7.4% $0.000000 21,110 03 Jul 2023 Common Stock 1,679 Direct F2
holding VOYA Performance Stock Unit 49,077 03 Jul 2023 Common Stock 49,077 Direct F3
holding VOYA Performance-Based Stock Options 71,174 03 Jul 2023 Common Stock 71,174 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President