Joey Wat - May 11, 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Executive Officer, Director
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
May 11, 2023
Transactions value $
-$5,894,717
Form type
4
Date filed
5/15/2023, 08:38 AM
Previous filing
May 12, 2023
Next filing
Jun 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $87.2K +3.91K +1.53% $22.32 259K May 11, 2023 Direct
transaction YUMC Common Stock Options Exercise $772K +32.3K +12.47% $23.90 291K May 11, 2023 Direct
transaction YUMC Common Stock Options Exercise $870K +41.3K +14.18% $21.06 333K May 11, 2023 Direct
transaction YUMC Common Stock Options Exercise $1.32M +48.8K +14.68% $26.98 382K May 11, 2023 Direct
transaction YUMC Common Stock Options Exercise $839K +31.6K +8.28% $26.56 413K May 11, 2023 Direct
transaction YUMC Common Stock Sale -$155K -2.5K -0.6% $61.94 411K May 11, 2023 Direct F1
transaction YUMC Common Stock Sale -$1.23M -19.8K -4.83% $61.94 391K May 11, 2023 Direct F1
transaction YUMC Common Stock Sale -$1.69M -27.3K -6.98% $61.94 364K May 11, 2023 Direct F1
transaction YUMC Common Stock Sale -$1.71M -27.6K -7.58% $61.94 336K May 11, 2023 Direct F1
transaction YUMC Common Stock Sale -$1.12M -18K -5.37% $61.94 318K May 11, 2023 Direct F1
transaction YUMC Common Stock Disposed to Issuer -$87.2K -1.41K -0.44% $61.90 317K May 11, 2023 Direct
transaction YUMC Common Stock Disposed to Issuer -$772K -12.5K -3.94% $61.90 304K May 11, 2023 Direct
transaction YUMC Common Stock Disposed to Issuer -$870K -14.1K -4.62% $61.90 290K May 11, 2023 Direct
transaction YUMC Common Stock Disposed to Issuer -$1.32M -21.3K -7.34% $61.90 269K May 11, 2023 Direct
transaction YUMC Common Stock Disposed to Issuer -$839K -13.6K -5.04% $61.90 255K May 11, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -3.91K -100% $0.00* 0 May 11, 2023 Common Stock 3.91K $22.32 Direct F2
transaction YUMC Stock Appreciation Right Options Exercise $0 -32.3K -100% $0.00* 0 May 11, 2023 Common Stock 32.3K $23.90 Direct F2
transaction YUMC Stock Appreciation Right Options Exercise $0 -41.3K -100% $0.00* 0 May 11, 2023 Common Stock 41.3K $21.06 Direct F2
transaction YUMC Stock Appreciation Right Options Exercise $0 -48.8K -100% $0.00* 0 May 11, 2023 Common Stock 48.8K $26.98 Direct F2
transaction YUMC Stock Appreciation Right Options Exercise $0 -31.6K -28.25% $0.00 80.2K May 11, 2023 Common Stock 31.6K $26.56 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $61.90 to $62.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Vested in full.