Joey Wat - 11 May 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Executive Officer, Director
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
11 May 2023
Net transactions value
-$5,894,717
Form type
4
Filing time
15 May 2023, 08:38:40 UTC
Previous filing
12 May 2023
Next filing
22 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $87,160 +3,905 +1.5% $22.32 259,049 11 May 2023 Direct
transaction YUMC Common Stock Options Exercise $772,185 +32,309 +12% $23.90 291,358 11 May 2023 Direct
transaction YUMC Common Stock Options Exercise $870,115 +41,316 +14% $21.06 332,674 11 May 2023 Direct
transaction YUMC Common Stock Options Exercise $1,317,865 +48,846 +15% $26.98 381,520 11 May 2023 Direct
transaction YUMC Common Stock Options Exercise $838,685 +31,577 +8.3% $26.56 413,097 11 May 2023 Direct
transaction YUMC Common Stock Sale $154,593 -2,496 -0.6% $61.94 410,601 11 May 2023 Direct F1
transaction YUMC Common Stock Sale $1,228,441 -19,834 -4.8% $61.94 390,767 11 May 2023 Direct F1
transaction YUMC Common Stock Sale $1,688,316 -27,259 -7% $61.94 363,508 11 May 2023 Direct F1
transaction YUMC Common Stock Sale $1,706,649 -27,555 -7.6% $61.94 335,953 11 May 2023 Direct F1
transaction YUMC Common Stock Sale $1,116,522 -18,027 -5.4% $61.94 317,926 11 May 2023 Direct F1
transaction YUMC Common Stock Disposed to Issuer $87,217 -1,409 -0.44% $61.90 316,517 11 May 2023 Direct
transaction YUMC Common Stock Disposed to Issuer $772,202 -12,475 -3.9% $61.90 304,042 11 May 2023 Direct
transaction YUMC Common Stock Disposed to Issuer $870,128 -14,057 -4.6% $61.90 289,985 11 May 2023 Direct
transaction YUMC Common Stock Disposed to Issuer $1,317,913 -21,291 -7.3% $61.90 268,694 11 May 2023 Direct
transaction YUMC Common Stock Disposed to Issuer $838,745 -13,550 -5% $61.90 255,144 11 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -3,905 -100% $0.000000* 0 11 May 2023 Common Stock 3,905 $22.32 Direct F2
transaction YUMC Stock Appreciation Right Options Exercise $0 -32,309 -100% $0.000000* 0 11 May 2023 Common Stock 32,309 $23.90 Direct F2
transaction YUMC Stock Appreciation Right Options Exercise $0 -41,316 -100% $0.000000* 0 11 May 2023 Common Stock 41,316 $21.06 Direct F2
transaction YUMC Stock Appreciation Right Options Exercise $0 -48,846 -100% $0.000000* 0 11 May 2023 Common Stock 48,846 $26.98 Direct F2
transaction YUMC Stock Appreciation Right Options Exercise $0 -31,577 -28% $0.000000 80,197 11 May 2023 Common Stock 31,577 $26.56 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $61.90 to $62.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Vested in full.