Joey Wat - May 10, 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Executive Officer, Director
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
May 10, 2023
Transactions value $
-$173,422
Form type
4
Date filed
5/12/2023, 09:32 AM
Previous filing
Mar 30, 2023
Next filing
May 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $97.7K +4.38K +1.72% $22.32 260K May 10, 2023 Direct
transaction YUMC Common Stock Sale -$173K -2.8K -1.08% $61.94 257K May 10, 2023 Direct F1
transaction YUMC Common Stock Disposed to Issuer -$97.7K -1.58K -0.62% $61.90 255K May 10, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -4.38K -52.86% $0.00 3.91K May 10, 2023 Common Stock 4.38K $22.32 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $61.90 to $62.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Vested in full.