Joey Wat - 10 May 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Executive Officer, Director
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
10 May 2023
Net transactions value
-$173,422
Form type
4
Filing time
12 May 2023, 09:32:01 UTC
Previous filing
30 Mar 2023
Next filing
15 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $97,739 +4,379 +1.7% $22.32 259,523 10 May 2023 Direct
transaction YUMC Common Stock Sale $173,422 -2,800 -1.1% $61.94 256,723 10 May 2023 Direct F1
transaction YUMC Common Stock Disposed to Issuer $97,740 -1,579 -0.62% $61.90 255,144 10 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -4,379 -53% $0.000000 3,905 10 May 2023 Common Stock 4,379 $22.32 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $61.90 to $62.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Vested in full.