Alfred J. Weber - May 9, 2023 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
Director
Signature
/s/ Alfred J. Weber
Stock symbol
TMP
Transactions as of
May 9, 2023
Transactions value $
$6,976
Form type
4
Date filed
5/9/2023, 11:06 AM
Previous filing
Apr 6, 2023
Next filing
Jul 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Purchase $6.98K +128 +1.07% $54.50 12.1K May 9, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.