Bruce H. Cabral - 02 May 2023 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
Deborah Reuter as Attorney in fact for Bruce H Cabral
Issuer symbol
HTBK
Transactions as of
02 May 2023
Net transactions value
$0
Form type
4
Filing time
04 May 2023, 17:02:08 UTC
Previous filing
31 May 2022
Next filing
12 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Award $0 +6,747 +78% $0.000000 15,438 02 May 2023 Direct F1
holding HTBK Common Stock, No Par Value 92,995 02 May 2023 Indirect by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBK Employee Stock Option (right to buy) 2,470 02 May 2023 Heritage Commerce Corp - Common Stock 2,470 $4.55 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 02 May 2023 Heritage Commerce Corp - Common Stock 2,470 $4.85 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 02 May 2023 Heritage Commerce Corp - Common Stock 2,470 $4.92 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 02 May 2023 Heritage Commerce Corp - Common Stock 2,470 $5.50 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 02 May 2023 Heritage Commerce Corp - Common Stock 2,470 $7.12 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 02 May 2023 Heritage Commerce Corp - Common Stock 2,470 $10.77 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 02 May 2023 Heritage Commerce Corp - Common Stock 2,470 $10.31 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company.