| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTBK | Common Stock, No Par Value | Options Exercise | $151,900 | +30,874 | +59% | $4.92 | 83,497 | 01 May 2023 | Direct | |
| holding | HTBK | Common Stock, No Par Value | 48,308 | 01 May 2023 | Indirect by IRA |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTBK | Employee Stock Option (right to buy) | Options Exercise | $0 | -30,874 | -50% | $0.000000 | 30,875 | 01 May 2023 | Heritage Commerce Corp - Common Stock | 30,874 | $4.92 | Direct | |
| holding | HTBK | Employee Stock Option (right to buy) | 31,750 | 01 May 2023 | Heritage Commerce Corp - Common Stock | 31,750 | $3.98 | Direct |