Marina Park Sutton - May 1, 2023 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
Deborah Reuter as Attorney in fact for Marina Park Sutton
Stock symbol
HTBK
Transactions as of
May 1, 2023
Transactions value $
$17,735
Form type
4
Date filed
5/2/2023, 02:18 PM
Previous filing
May 31, 2022
Next filing
May 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Options Exercise $8.42K +2.47K +5.21% $3.41 49.9K May 1, 2023 Direct
transaction HTBK Common Stock, No Par Value Options Exercise $9.31K +2.47K +4.95% $3.77 52.3K May 1, 2023 Direct
holding HTBK Common Stock, No Par Value 43.2K May 1, 2023 Indirect by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Employee Stock Option (right to buy) Options Exercise $0 -2.47K -100% $0.00* 0 May 1, 2023 Heritage Commerce Corp - Common Stock 2.47K $3.41 Direct
transaction HTBK Employee Stock Option (right to buy) Options Exercise $0 -2.47K -100% $0.00* 0 May 1, 2023 Heritage Commerce Corp - Common Stock 2.47K $3.77 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 1, 2023 Heritage Commerce Corp - Common Stock 2.47K $4.55 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 1, 2023 Heritage Commerce Corp - Common Stock 2.47K $4.85 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 1, 2023 Heritage Commerce Corp - Common Stock 2.47K $4.92 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 1, 2023 Heritage Commerce Corp - Common Stock 2.47K $5.50 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 1, 2023 Heritage Commerce Corp - Common Stock 2.47K $7.12 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 1, 2023 Heritage Commerce Corp - Common Stock 2.47K $10.77 Direct
holding HTBK Employee Stock Option (right to buy) 2.47K May 1, 2023 Heritage Commerce Corp - Common Stock 2.47K $10.31 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.