Marina Park Sutton - 01 May 2023 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
Deborah Reuter as Attorney in fact for Marina Park Sutton
Issuer symbol
HTBK
Transactions as of
01 May 2023
Net transactions value
+$17,735
Form type
4
Filing time
02 May 2023, 14:18:59 UTC
Previous filing
31 May 2022
Next filing
04 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Options Exercise $8,423 +2,470 +5.2% $3.41 49,858 01 May 2023 Direct
transaction HTBK Common Stock, No Par Value Options Exercise $9,312 +2,470 +5% $3.77 52,328 01 May 2023 Direct
holding HTBK Common Stock, No Par Value 43,225 01 May 2023 Indirect by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Employee Stock Option (right to buy) Options Exercise $0 -2,470 -100% $0.000000* 0 01 May 2023 Heritage Commerce Corp - Common Stock 2,470 $3.41 Direct
transaction HTBK Employee Stock Option (right to buy) Options Exercise $0 -2,470 -100% $0.000000* 0 01 May 2023 Heritage Commerce Corp - Common Stock 2,470 $3.77 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 01 May 2023 Heritage Commerce Corp - Common Stock 2,470 $4.55 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 01 May 2023 Heritage Commerce Corp - Common Stock 2,470 $4.85 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 01 May 2023 Heritage Commerce Corp - Common Stock 2,470 $4.92 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 01 May 2023 Heritage Commerce Corp - Common Stock 2,470 $5.50 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 01 May 2023 Heritage Commerce Corp - Common Stock 2,470 $7.12 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 01 May 2023 Heritage Commerce Corp - Common Stock 2,470 $10.77 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 01 May 2023 Heritage Commerce Corp - Common Stock 2,470 $10.31 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.