Diane D. Torcello - May 1, 2023 Form 3 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role: EVP & President, Tompkins WNY
Signature: /s/ Diane D. Torcello
Stock symbol: TMP
Transactions as of: May 1, 2023
Transactions value $: $0
Form type: 3
Date filed: 5/1/2023, 12:01 PM
Next filing: Nov 14, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	TMP	Common Stock						4.17K	May 1, 2023	Direct
holding	TMP	Common Stock						1.58K	May 1, 2023	By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	TMP	Stock Appreciation Rights (SAR)							May 1, 2023	Common Stock	1.01K	$49.22	Direct	F1
holding	TMP	Stock Appreciation Rights (SAR)							May 1, 2023	Common Stock	690	$56.29	Direct	F1
holding	TMP	Stock Appreciation Rights (SAR)							May 1, 2023	Common Stock	250	$76.90	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
F2	Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.