Anup R. Banerjee - 24 Apr 2023 Form 4 Insider Report for Snap-on Inc (SNA)

Signature
/s/ Ryan S. Lovitz under Power of Attorney for Anup R. Banerjee
Issuer symbol
SNA
Transactions as of
24 Apr 2023
Net transactions value
-$2,725,183
Form type
4
Filing time
25 Apr 2023, 17:31:19 UTC
Previous filing
13 Feb 2023
Next filing
12 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNA Common Stock Options Exercise $4,723,600 +28,000 +467% $168.70 33,994 24 Apr 2023 Direct
transaction SNA Common Stock Options Exercise $272,860 +1,750 +5.1% $155.92 35,744 24 Apr 2023 Direct
transaction SNA Common Stock Sale $640,480 -2,484 -6.9% $257.84 33,260 24 Apr 2023 Direct F1
transaction SNA Common Stock Sale $3,714,260 -14,352 -43% $258.80 18,908 24 Apr 2023 Direct F2
transaction SNA Common Stock Sale $1,535,845 -5,914 -31% $259.70 12,994 24 Apr 2023 Direct F3
transaction SNA Common Stock Sale $807,910 -3,100 -24% $260.62 9,894 24 Apr 2023 Direct F4
transaction SNA Common Stock Sale $550,171 -2,100 -21% $261.99 7,794 24 Apr 2023 Direct F5
transaction SNA Common Stock Sale $472,977 -1,800 -23% $262.76 5,994 24 Apr 2023 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Stock Option (Right to Buy) Options Exercise -28,000 -100% 0 24 Apr 2023 Common Stock 28,000 $168.70 Direct F7, F8
transaction SNA Stock Option (Right to Buy) Options Exercise -1,750 -100% 0 24 Apr 2023 Common Stock 1,750 $155.92 Direct F7, F8
holding SNA Stock Option (Right to Buy) 20,250 24 Apr 2023 Common Stock 20,250 $155.34 Direct F7
holding SNA Stock Option (Right to Buy) 12,397 24 Apr 2023 Common Stock 12,397 $189.89 Direct F9
holding SNA Stock Option (Right to Buy) 9,337 24 Apr 2023 Common Stock 9,337 $211.67 Direct F9
holding SNA Stock Option (Right to Buy) 6,546 24 Apr 2023 Common Stock 6,546 $249.26 Direct F9
holding SNA Restricted Stock Units 1,933 24 Apr 2023 Common Stock 1,933 Direct F10, F11
holding SNA Restricted Stock Units 1,596 24 Apr 2023 Common Stock 1,596 Direct F10, F11
holding SNA Restricted Stock Units 1,495 24 Apr 2023 Common Stock 1,495 Direct F10, F11
holding SNA Performance Units 3,866 24 Apr 2023 Common Stock 3,866 Direct F10, F12
holding SNA Performance Units 3,192 24 Apr 2023 Common Stock 3,192 Direct F10, F13
holding SNA Performance Units 2,990 24 Apr 2023 Common Stock 2,990 Direct F10, F14
holding SNA Deferred Stock Units 8,123 24 Apr 2023 Common Stock 8,123 Direct F10, F15, F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $257.28 to $258.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F2 This transaction was executed in multiple trades at prices ranging from $258.28 to $259.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F3 This transaction was executed in multiple trades at prices ranging from $259.31 to $260.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F4 This transaction was executed in multiple trades at prices ranging from $260.32 to $261.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F5 This transaction was executed in multiple trades at prices ranging from $261.37 to $262.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F6 This transaction was executed in multiple trades at prices ranging from $262.43 to $263.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F7 Option fully vested.
F8 Exercise of Rule 16b-3 stock option.
F9 Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F10 1 for 1.
F11 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F12 If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F13 If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F14 If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F15 Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
F16 This information is based on a plan statement dated March 31, 2023.