| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | YUM | Common Stock | Sale | $500,480 | -3,680 | -54% | $136.00 | 3,183 | 17 Apr 2023 | Direct | F1 |
| holding | YUM | Common Stock | 2,103 | 17 Apr 2023 | 401(k) Plan | ||||||
| holding | YUM | Common Stock | 7,251 | 17 Apr 2023 | Skeans Trust |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Shares sold pursuant to 10b5-1(c) plan that was adopted on February 24, 2023. |