Tracy L. Skeans - Apr 13, 2023 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
COO and CPO
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Apr 13, 2023
Transactions value $
-$501,160
Form type
4
Date filed
4/14/2023, 10:40 AM
Previous filing
Apr 3, 2023
Next filing
Apr 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Sale -$501K -3.74K -35.27% $134.00 6.86K Apr 13, 2023 Direct F1
holding YUM Common Stock 2.1K Apr 13, 2023 401(k) Plan
holding YUM Common Stock 7.25K Apr 13, 2023 Skeans Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 plan adopted on February 24, 2023.