Alexander John E - Apr 5, 2023 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
Director
Signature
/s/John E. Alexander
Stock symbol
TMP
Transactions as of
Apr 5, 2023
Transactions value $
$20,250
Form type
4
Date filed
4/6/2023, 01:17 PM
Previous filing
Jan 9, 2023
Next filing
May 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TMP Common Stock 50.6K Apr 5, 2023 Direct
holding TMP Common Stock 648 Apr 5, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMP Phantom Stock Award $6.57K +103 +0.47% $63.67 21.8K Apr 5, 2023 Common Stock 103 Direct F1
transaction TMP Phantom Stock Award $13.7K +215 +0.98% $63.67 22.1K Apr 5, 2023 Common Stock 215 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.