Daniel P. Finke - 01 Apr 2023 Form 4 Insider Report for CVS HEALTH Corp (CVS)

Role
EVP/Pres, Health Care Benefits
Signature
/s/ Daniel P. Finke
Issuer symbol
CVS
Transactions as of
01 Apr 2023
Net transactions value
+$5,229,343
Form type
4
Filing time
04 Apr 2023, 16:27:10 UTC
Previous filing
05 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVS Common Stock Tax liability $286,539 -3,856 -9.9% $74.31 35,068 01 Apr 2023 Direct F1
holding CVS Common Stock (pep) 3,173 01 Apr 2023 Direct
holding CVS Common Stock (Restricted) 6,107 01 Apr 2023 Direct
holding CVS Stock Unit (deferred) 3,173 01 Apr 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CVS Stock Option Award $5,515,883 +74,228 $74.31 74,228 01 Apr 2023 Common Stock 74,228 $74.31 Direct F7
holding CVS Stock Option 16,161 01 Apr 2023 Common Stock 16,161 $54.19 Direct F2
holding CVS Stock Option 27,166 01 Apr 2023 Common Stock 27,166 $58.34 Direct F3
holding CVS Stock Option 82,066 01 Apr 2023 Common Stock 82,066 $74.30 Direct F4
holding CVS Stock Option 19,094 01 Apr 2023 Common Stock 19,094 $52.37 Direct F5
holding CVS Stock Option 51,975 01 Apr 2023 Common Stock 51,975 $101.09 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Surrender of shares in payment of withholding taxes due upon the vesting and settlement of a restricted stock unit award.
F2 Option became exercisable in four equal annual installments, beginning on 4/1/2020.
F3 Option became exercisable in four equal annual installments, commencing 4/1/2021.
F4 Option became exercisable in four equal annual installments, commencing 4/1/2022.
F5 Option became exercisable in three equal annual installments, commencing 5/31/2022.
F6 Option became exercisable in four equal annual installments, commencing 4/1/2023.
F7 Option becomes exercisable in four equal annual installments, commencing 4/1/2024.