Daniel P. Finke - 03 Aug 2022 Form 4 Insider Report for CVS HEALTH Corp (CVS)

Role
EVP/Pres, Health Care Benefits
Signature
/s/ Daniel P. Finke
Issuer symbol
CVS
Transactions as of
03 Aug 2022
Net transactions value
-$454,676
Form type
4
Filing time
05 Aug 2022, 16:48:16 UTC
Previous filing
06 Apr 2022
Next filing
04 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVS Common Stock Options Exercise $499,924 +9,546 +30% $52.37 41,696 03 Aug 2022 Direct
transaction CVS Common Stock Sale $954,600 -9,546 -23% $100.00 32,150 03 Aug 2022 Direct F1
holding CVS Common Stock (pep) 3,115 03 Aug 2022 Direct
holding CVS Common Stock (restricted) 15,904 03 Aug 2022 Direct
holding CVS Stock Unit (deferred) 3,115 03 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CVS Stock Option Options Exercise $0 -9,546 -33% $0.000000 19,094 03 Aug 2022 Common Stock 9,546 $52.37 Direct F2
holding CVS Stock Option 16,161 03 Aug 2022 Common Stock 16,161 $54.19 Direct F3
holding CVS Stock Option 27,166 03 Aug 2022 Common Stock 27,166 $58.34 Direct F4
holding CVS Stock Option 82,066 03 Aug 2022 Common Stock 82,066 $74.30 Direct F5
holding CVS Stock Option 51,975 03 Aug 2022 Common Stock 51,975 $101.09 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All sales were effected pursuant to a Rule 10b5-1 plan.
F2 Option became exercisable in three equal annual installments, commencing 5/31/2022.
F3 Option became exercisable in four equal annual installments, beginning on 4/1/2020.
F4 Option became exercisable in four equal annual installments, commencing 4/1/2021.
F5 Option became exercisable in four equal annual installments, commencing 4/1/2022.
F6 Option becomes exercisable in four equal annual installments, commencing 4/1/2023.