Kenneth Tanji - 28 Feb 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and CFO
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2023
Net transactions value
-$297,600
Form type
4
Filing time
02 Mar 2023, 16:53:23 UTC
Previous filing
16 Feb 2023
Next filing
26 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +3,684 +8.4% $0.000000 47,659 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $178,400 -1,784 -3.7% $100.00 45,875 28 Feb 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +2,472 +5.4% $0.000000 48,347 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $119,200 -1,192 -2.5% $100.00 47,155 28 Feb 2023 Direct F2
holding PRU Common Stock 48 28 Feb 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -3,684 -47% $0.000000 4,135 28 Feb 2023 Common Stock 3,684 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -2,472 -33% $0.000000 4,946 28 Feb 2023 Common Stock 2,472 $0.000000 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.