Candace Woods - Feb 28, 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Senior Vice President
Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 28, 2023
Transactions value $
-$35,300
Form type
4
Date filed
3/2/2023, 04:34 PM
Previous filing
Feb 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +676 +4.3% $0.00 16.4K Feb 28, 2023 Direct F1
transaction PRU Common Stock Tax liability -$21.4K -214 -1.3% $100.00 16.2K Feb 28, 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +453 +2.8% $0.00 16.6K Feb 28, 2023 Direct F1
transaction PRU Common Stock Tax liability -$13.9K -139 -0.84% $100.00 16.5K Feb 28, 2023 Direct F2
holding PRU Common Stock 1.69K Feb 28, 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -676 -50% $0.00 676 Feb 28, 2023 Common Stock 676 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -453 -33.31% $0.00 907 Feb 28, 2023 Common Stock 453 $0.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.