Timothy L. Schmidt - 28 Feb 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Senior Vice President
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2023
Net transactions value
-$167,500
Form type
4
Filing time
02 Mar 2023, 16:31:16 UTC
Previous filing
16 Feb 2023
Next filing
20 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +2,088 +9.9% $0.000000 23,176 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $100,500 -1,005 -4.3% $100.00 22,171 28 Feb 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +1,401 +6.3% $0.000000 23,572 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $67,000 -670 -2.8% $100.00 22,902 28 Feb 2023 Direct F2
holding PRU Common Stock 266 28 Feb 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -2,088 -50% $0.000000 2,088 28 Feb 2023 Common Stock 2,088 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -1,401 -33% $0.000000 2,803 28 Feb 2023 Common Stock 1,401 $0.000000 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.