Charles F. Lowrey - Feb 28, 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Chief Executive Officer, Director, Chairman of the Board
Signature
/s/ Richard J. Baker, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 28, 2023
Transactions value $
-$1,067,000
Form type
4
Date filed
3/2/2023, 04:29 PM
Previous filing
Feb 16, 2023
Next filing
Feb 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +11.6K +10.55% $0.00 121K Feb 28, 2023 Direct F1
transaction PRU Common Stock Tax liability -$612K -6.12K -4.89% $100.00 119K Feb 28, 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +8.59K +7.36% $0.00 125K Feb 28, 2023 Direct F1
transaction PRU Common Stock Tax liability -$455K -4.55K -3.75% $100.00 117K Feb 28, 2023 Direct F2
holding PRU Common Stock 269 Feb 28, 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -11.6K -50% $0.00 11.6K Feb 28, 2023 Common Stock 11.6K Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -8.59K -33.33% $0.00 17.2K Feb 28, 2023 Common Stock 8.59K $0.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.