Ann M. Kappler - Feb 28, 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and General Counsel
Signature
/s/ Richard J. Baker, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 28, 2023
Transactions value $
-$106,100
Form type
4
Date filed
3/2/2023, 04:26 PM
Previous filing
Feb 16, 2023
Next filing
Feb 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +1.79K +14.97% $0.00 13.8K Feb 28, 2023 Direct F1
transaction PRU Common Stock Tax liability -$55.3K -553 -4.17% $100.00 12.7K Feb 28, 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +1.65K +12.98% $0.00 14.3K Feb 28, 2023 Direct F1
transaction PRU Common Stock Tax liability -$50.8K -508 -3.69% $100.00 13.2K Feb 28, 2023 Direct F2
holding PRU Common Stock 757 Feb 28, 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -1.79K -50% $0.00 1.79K Feb 28, 2023 Common Stock 1.79K Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -1.65K -33.32% $0.00 3.3K Feb 28, 2023 Common Stock 1.65K $0.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.