Ann M. Kappler - 28 Feb 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and General Counsel
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2023
Net transactions value
-$106,100
Form type
4
Filing time
02 Mar 2023, 16:26:51 UTC
Previous filing
16 Feb 2023
Next filing
15 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +1,791 +15% $0.000000 13,755 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $55,300 -553 -4.2% $100.00 12,694 28 Feb 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +1,648 +13% $0.000000 14,342 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $50,800 -508 -3.7% $100.00 13,247 28 Feb 2023 Direct F2
holding PRU Common Stock 757 28 Feb 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -1,791 -50% $0.000000 1,791 28 Feb 2023 Common Stock 1,791 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -1,648 -33% $0.000000 3,298 28 Feb 2023 Common Stock 1,648 $0.000000 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.