Caroline Feeney - 02 Mar 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Executive Vice President
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
02 Mar 2023
Net transactions value
-$198,900
Form type
4
Filing time
02 Mar 2023, 15:00:08 UTC
Previous filing
16 Feb 2023
Next filing
15 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +1,719 +17% $0.000000 11,844 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $86,500 -865 -7.3% $100.00 10,979 28 Feb 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +2,225 +20% $0.000000 13,204 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $112,400 -1,124 -8.5% $100.00 12,080 28 Feb 2023 Direct F2
holding PRU Common Stock 7,446 02 Mar 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -1,719 -50% $0.000000 1,720 28 Feb 2023 Common Stock 1,719 $0.000000 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -2,225 -33% $0.000000 4,452 28 Feb 2023 Common Stock 2,225 $0.000000 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.