Robert Falzon - Mar 2, 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and Vice Chairman
Signature
/s/ Richard J. Baker, attorney-in-fact
Stock symbol
PRU
Transactions as of
Mar 2, 2023
Transactions value $
-$781,900
Form type
4
Date filed
3/2/2023, 02:55 PM
Previous filing
Feb 16, 2023
Next filing
Feb 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +9.21K +6.76% $0.00 145K Feb 28, 2023 Direct F1
transaction PRU Common Stock Tax liability -$448K -4.48K -3.15% $100.00 138K Feb 28, 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +6.87K +4.99% $0.00 145K Feb 28, 2023 Direct F1
transaction PRU Common Stock Tax liability -$334K -3.34K -2.29% $100.00 142K Feb 28, 2023 Direct F2
holding PRU Common Stock 653 Mar 2, 2023 By 401(k)
holding PRU Common Stock 3.58K Mar 2, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -9.21K -50% $0.00 9.21K Feb 28, 2023 Common Stock 9.21K Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -6.87K -33.33% $0.00 13.7K Feb 28, 2023 Common Stock 6.87K $0.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.