ROBERT FALZON - 02 Mar 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and Vice Chairman
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
02 Mar 2023
Net transactions value
-$781,900
Form type
4
Filing time
02 Mar 2023, 14:55:00 UTC
Previous filing
16 Feb 2023
Next filing
15 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +9,211 +6.8% $0.000000 145,454 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $448,100 -4,481 -3.2% $100.00 137,635 28 Feb 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +6,868 +5% $0.000000 144,503 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $333,800 -3,338 -2.3% $100.00 142,116 28 Feb 2023 Direct F2
holding PRU Common Stock 653 02 Mar 2023 By 401(k)
holding PRU Common Stock 3,580 02 Mar 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -9,211 -50% $0.000000 9,211 28 Feb 2023 Common Stock 9,211 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -6,868 -33% $0.000000 13,737 28 Feb 2023 Common Stock 6,868 $0.000000 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.