Robert Axel - 28 Feb 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
SVP and Controller
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2023
Net transactions value
-$50,200
Form type
4
Filing time
02 Mar 2023, 14:52:07 UTC
Previous filing
16 Feb 2023
Next filing
20 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +860 +10% $0.000000 9,265 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $28,300 -283 -3.1% $100.00 8,982 28 Feb 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +577 +6.4% $0.000000 9,559 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $21,900 -219 -2.3% $100.00 9,340 28 Feb 2023 Direct F2
holding PRU Common Stock 1,267 28 Feb 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -860 -50% $0.000000 860 28 Feb 2023 Common Stock 860 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -577 -33% $0.000000 1,154 28 Feb 2023 Common Stock 577 $0.000000 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.