Donald J. White - 27 Feb 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chief Risk Officer
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. White
Issuer symbol
PFSI
Transactions as of
27 Feb 2023
Net transactions value
-$18,829
Form type
4
Filing time
01 Mar 2023, 20:35:08 UTC
Previous filing
01 Mar 2023
Next filing
02 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Tax liability $5,953 -98 -1.4% $60.74 6,818 27 Feb 2023 Direct F1, F2
transaction PFSI Common Stock Sale $12,877 -212 -3.1% $60.74 6,606 01 Mar 2023 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for taxes upon vesting of restricted share units.
F2 The reported amount consists of 3,080 restricted stock units and 3,738 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3 Represents shares required to be sold to cover tax withholding obligations in connection with the vesting of restricted share units.
F4 The reported amount consists of 3,080 restricted stock units and 3,526 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.