Donald J. White - 24 Feb 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role: Chief Risk Officer
Signature: /s/ Derek W. Stark, attorney-in-fact for Mr. White
Issuer symbol: PFSI
Transactions as of: 24 Feb 2023
Net transactions value: $0
Form type: 4
Filing time: 01 Mar 2023, 08:36:15 UTC
Previous filing: 27 Feb 2023
Next filing: 01 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PFSI	Common Stock	Award	$0	+1,028	+17%	$0.000000	6,916	24 Feb 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PFSI	Nonstatutory Stock Option (Right to Buy)	Award	$0	+2,572		$0.000000	2,572	24 Feb 2023	Common Stock	2,572	$60.74	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.
F2	This nonstatutory stock option to purchase 2,572 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date.