Shawn Anderson - Feb 28, 2023 Form 4 Insider Report for NISOURCE INC. (NI)

Role
SVP Strategy & Chief Risk Off
Signature
/s/ Kimberly S. Cuccia, Attorney-in-Fact
Stock symbol
NI
Transactions as of
Feb 28, 2023
Transactions value $
$231,537
Form type
4
Date filed
3/1/2023, 05:03 PM
Previous filing
Jan 31, 2023
Next filing
Mar 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NI Common Stock Award $118K +4.32K +7.83% $27.43 59.5K Feb 28, 2023 Direct F1
transaction NI Common Stock Award $239K +8.73K +14.68% $27.43 68.2K Feb 28, 2023 Direct F2
transaction NI Common Stock Tax liability -$33K -1.2K -1.77% $27.43 67K Feb 28, 2023 Direct F3
transaction NI Common Stock Tax liability -$82.8K -3.02K -4.5% $27.43 64K Feb 28, 2023 Direct F4
transaction NI Common Stock Tax liability -$10.5K -383 -0.6% $27.43 63.6K Feb 28, 2023 Direct F5, F6
holding NI Common Stock 741 Feb 28, 2023 401(k) F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of non-derivative performance stock units granted in 2020, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F2 Vesting of non-derivative special performance stock units granted in 2021, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F3 Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.
F4 Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the special performance stock units above.
F5 Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2020 Restricted Stock Unit awards.
F6 Includes shares acquired through dividend reinvestments.
F7 Constitutes shares acquired through the NiSource Retirement Savings Plan through February 28, 2023.