Kevin D. Silva - 20 Feb 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President and Chief Human Resources Officer |Exhibit List: Exhibit 24 - Power of Attorney
Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
20 Feb 2023
Net transactions value
-$752,012
Form type
4
Filing time
23 Feb 2023, 20:09:34 UTC
Previous filing
11 Jul 2022
Next filing
01 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +10,251 +103% $0.000000 20,202 20 Feb 2023 Direct F1
transaction VOYA Common Stock Tax liability $392,373 -5,271 -26% $74.44 14,931 20 Feb 2023 Direct
transaction VOYA Common Stock Options Exercise $0 +2,801 +19% $0.000000 17,732 20 Feb 2023 Direct F1
transaction VOYA Common Stock Tax liability $101,611 -1,365 -7.7% $74.44 16,367 20 Feb 2023 Direct
transaction VOYA Common Stock Options Exercise $0 +3,182 +19% $0.000000 19,549 21 Feb 2023 Direct F1
transaction VOYA Common Stock Tax liability $115,382 -1,550 -7.9% $74.44 17,999 21 Feb 2023 Direct
transaction VOYA Common Stock Options Exercise $0 +3,181 +18% $0.000000 21,180 22 Feb 2023 Direct F1
transaction VOYA Common Stock Tax liability $113,677 -1,550 -7.3% $73.34 19,630 22 Feb 2023 Direct
transaction VOYA Common Stock Options Exercise $0 +395 +2% $0.000000 20,025 22 Feb 2023 Direct F2
transaction VOYA Common Stock Tax liability $28,969 -395 -2% $73.34 19,630 22 Feb 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Performance Stock Unit Options Exercise $0 -10,251 -21% $0.000000 38,568 20 Feb 2023 Common Stock 10,251 Direct F3
transaction VOYA Restricted Stock Units Options Exercise $0 -2,801 -12% $0.000000 20,946 20 Feb 2023 Common Stock 2,801 Direct F4
transaction VOYA Restricted Stock Units Options Exercise $0 -3,182 -15% $0.000000 17,764 21 Feb 2023 Common Stock 3,182 Direct F4
transaction VOYA Restricted Stock Units Options Exercise $0 -3,181 -18% $0.000000 14,583 22 Feb 2023 Common Stock 3,181 Direct F4
transaction VOYA Performance Stock Unit Award $0 +10,509 +27% $0.000000 49,077 22 Feb 2023 Common Stock 10,509 Direct F5, F6
transaction VOYA Restricted Stock Units Award $0 +8,601 +59% $0.000000 23,184 22 Feb 2023 Common Stock 8,601 Direct F5, F7
transaction VOYA Restricted Stock Units Options Exercise $0 -395 -1.7% $0.000000 22,789 22 Feb 2023 Common Stock 395 Direct F2, F5
holding VOYA Performance-Based Stock Options 71,174 20 Feb 2023 Common Stock 71,174 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
F2 FICA tax withholding on the grant of restricted stock units.
F3 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F5 The stock units will vest based on their respective award agreements.
F6 The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.
F7 1/3 of the restricted stock units will vest on February 20, 2024 on February 18, 2025 and 1/3 on February 17, 2026.
F8 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President and Chief Human Resources Officer |Exhibit List: Exhibit 24 - Power of Attorney