Andrew H. Ognall - 21 Feb 2023 Form 4 Insider Report for UMPQUA HOLDINGS CORP

Role
EVP/General Counsel/Secretary
Signature
/s/ Andrew H. Ognall
Issuer symbol
N/A
Transactions as of
21 Feb 2023
Net transactions value
$0
Form type
4
Filing time
23 Feb 2023, 10:49:39 UTC
Previous filing
09 Mar 2022
Next filing
02 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Other $0 +485 +17% $0.000000 3,416 21 Feb 2023 by 401(k) F1, F2
transaction UMPQ Common Stock Award $0 +11,735 +9.6% $0.000000 133,541 21 Feb 2023 Direct F2, F3
transaction UMPQ Common Stock Award $0 +5,867 +4.4% $0.000000 139,408 21 Feb 2023 Direct F2, F4
transaction UMPQ Common Stock Award $0 +5,867 +4.2% $0.000000 145,275 21 Feb 2023 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
F2 Not required.
F3 Restricted stock unit award granted 2/21/23. The award vests 34% on February 15, 2024, and 33% on February 15, 2025, and 2026.
F4 Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative total shareholder return from January 1, 2023 through December 31, 2025 compared to a Compensation Committee approved group of peers.
F5 Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative return on tangible common equity for fiscal years 2023-2025 compared to a Compensation Committee approved group of peers.