Ron L. Farnsworth - Feb 21, 2023 Form 4 Insider Report for UMPQUA HOLDINGS CORP (UMPQ)

Role
EVP/CFO
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Ron L. Farnsworth
Stock symbol
UMPQ
Transactions as of
Feb 21, 2023
Transactions value $
$0
Form type
4
Date filed
2/23/2023, 10:39 AM
Previous filing
Mar 9, 2022
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Other $0 +71 +4.47% $0.00 1.66K Feb 21, 2023 by 401(k) F1, F2
transaction UMPQ Common Stock Award $0 +21K +8.51% $0.00 267K Feb 21, 2023 Direct F2, F3
transaction UMPQ Common Stock Award $0 +15.7K +5.88% $0.00 283K Feb 21, 2023 Direct F2, F4
transaction UMPQ Common Stock Award $0 +15.7K +5.55% $0.00 299K Feb 21, 2023 Direct F2, F5
holding UMPQ Common Stock 4.18K Feb 21, 2023 by IRA
holding UMPQ Common Stock 2.27K Feb 21, 2023 by Spouse IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
F2 Not required.
F3 Restricted stock unit award granted 2/21/23. The award vests 34% on February 15, 2024, and 33% on February 15, 2025, and 2026.
F4 Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative total shareholder return from January 1, 2023 through December 31, 2025 compared to a Compensation Committee approved group of peers.
F5 Performance share award granted 2/21/23. The award vests in the first quarter of 2026 based on the issuer's relative return on tangible common equity for fiscal years 2023-2025 compared to a Compensation Committee approved group of peers.