Bernerd Da Santos - 17 Feb 2023 Form 4 Insider Report for AES CORP (AES)

Role
EVP and COO
Signature
/s/ Jennifer Gillcrist, attorney-in-fact
Issuer symbol
AES
Transactions as of
17 Feb 2023
Net transactions value
-$87,713
Form type
4
Filing time
22 Feb 2023, 15:32:16 UTC
Previous filing
07 Mar 2022
Next filing
27 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AES Common Stock Tax liability $39,948 -1,523 -0.65% $26.23 234,549 17 Feb 2023 Direct F1
transaction AES Common Stock Tax liability $47,765 -1,868 -0.8% $25.57 232,681 21 Feb 2023 Direct F2
holding AES Common Stock - 401(k) 29,135 17 Feb 2023 by 401(k) F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2021.
F2 Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2020.
F3 Since the last Form 4 filing on March 7, 2022, the reporting person acquired 749 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 22, 2023.