Santos Bernerd Da - Feb 17, 2023 Form 4 Insider Report for AES CORP (AES)

Signature
/s/ Jennifer Gillcrist, attorney-in-fact
Stock symbol
AES
Transactions as of
Feb 17, 2023
Transactions value $
-$87,713
Form type
4
Date filed
2/22/2023, 03:32 PM
Previous filing
Mar 7, 2022
Next filing
Feb 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AES Common Stock Tax liability -$39.9K -1.52K -0.65% $26.23 235K Feb 17, 2023 Direct F1
transaction AES Common Stock Tax liability -$47.8K -1.87K -0.8% $25.57 233K Feb 21, 2023 Direct F2
holding AES Common Stock - 401(k) 29.1K Feb 17, 2023 by 401(k) F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2021.
F2 Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2020.
F3 Since the last Form 4 filing on March 7, 2022, the reporting person acquired 749 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 22, 2023.