Santos Bernerd Da - Mar 3, 2022 Form 4 Insider Report for AES CORP (AES)

Role
EVP and COO
Signature
/s/ Paul Freedman, attorney-in-fact
Stock symbol
AES
Transactions as of
Mar 3, 2022
Transactions value $
-$402,182
Form type
4
Date filed
3/7/2022, 04:14 PM
Previous filing
Feb 28, 2022
Next filing
Feb 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AES Common Stock Award +43.2K +20.4% 255K Mar 3, 2022 Direct F1
transaction AES Common Stock Tax liability -$402K -18.7K -7.35% $21.46 236K Mar 3, 2022 Direct F2
holding AES Common Stock - 401(k) 28.4K Mar 3, 2022 by 401(k) F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Performance Stock Unit ("PSU") award was granted on February 22, 2019 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on March 3, 2022. Each earned PSU entitles the holder to one share of AES Common Stock.
F2 Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 22, 2019.
F3 Since the last Form 4 filing on February 28, 2022, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated March 4, 2022.