Aaron Powell - 09 Dec 2022 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
CEO - Pizza Hut
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
09 Dec 2022
Net transactions value
+$111,897
Form type
4
Filing time
13 Feb 2023, 10:22:03 UTC
Previous filing
15 Nov 2022
Next filing
16 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $137,019 +1,043 +21% $131.31 5,976 11 Feb 2023 Direct
transaction YUM Common Stock Tax liability $36,767 -280 -4.7% $131.31 5,696 11 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $9,274 +73 +0.45% $127.71 16,343 09 Dec 2022 Common Stock 73 $125.22 Direct
transaction YUM Restricted Stock Units Other $2,370 +19 +0.45% $127.71 4,176 09 Dec 2022 Common Stock 19 Direct F1, F2
transaction YUM Stock Appreciation Right Award $0 +18,794 $0.000000 18,794 10 Feb 2023 Common Stock 18,794 $131.31 Direct F2
transaction YUM Restricted Stock Units Award $0 +4,284 $0.000000 4,284 10 Feb 2023 Common Stock 4,284 $131.31 Direct F2, F3
transaction YUM Restricted Stock Units Options Exercise $0 -1,043 -25% $0.000000 3,133 11 Feb 2023 Common Stock 1,043 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 25% per year beginning one year from grant date.
F3 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.