Aaron Powell - Dec 9, 2022 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
CEO - Pizza Hut
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Dec 9, 2022
Transactions value $
$111,897
Form type
4
Date filed
2/13/2023, 10:22 AM
Previous filing
Nov 15, 2022
Next filing
Feb 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $137K +1.04K +21.15% $131.31 5.98K Feb 11, 2023 Direct
transaction YUM Common Stock Tax liability -$36.8K -280 -4.69% $131.31 5.7K Feb 11, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $9.27K +72.6 +0.45% $127.71 16.3K Dec 9, 2022 Common Stock 72.6 $125.22 Direct
transaction YUM Restricted Stock Units Other $2.37K +18.6 +0.45% $127.71 4.18K Dec 9, 2022 Common Stock 18.6 Direct F1, F2
transaction YUM Stock Appreciation Right Award $0 +18.8K $0.00 18.8K Feb 10, 2023 Common Stock 18.8K $131.31 Direct F2
transaction YUM Restricted Stock Units Award $0 +4.28K $0.00 4.28K Feb 10, 2023 Common Stock 4.28K $131.31 Direct F2, F3
transaction YUM Restricted Stock Units Options Exercise $0 -1.04K -24.98% $0.00 3.13K Feb 11, 2023 Common Stock 1.04K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 25% per year beginning one year from grant date.
F3 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.