Aaron Powell - Mar 11, 2022 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
CEO - Pizza Hut
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Mar 11, 2022
Transactions value $
$656,751
Form type
4
Date filed
11/15/2022, 10:49 AM
Previous filing
Feb 17, 2022
Next filing
Feb 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $1M +8.14K $123.33 8.14K Nov 12, 2022 Direct
transaction YUM Common Stock Tax liability -$395K -3.2K -39.36% $123.33 4.93K Nov 12, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $13.7K +118 +0.49% $116.26 24.2K Mar 11, 2022 Common Stock 118 $125.22 Direct
transaction YUM Restricted Stock Units Other $2.34K +20.1 +0.49% $116.26 4.12K Mar 11, 2022 Common Stock 20.1 Direct F1, F2
transaction YUM Restricted Stock Units Other $13.8K +120 +0.5% $114.41 24.3K Jun 10, 2022 Common Stock 120 $125.22 Direct
transaction YUM Restricted Stock Units Other $2.35K +20.5 +0.5% $114.41 4.14K Jun 10, 2022 Common Stock 20.5 Direct F1, F2
transaction YUM Restricted Stock Units Other $13.8K +119 +0.49% $116.09 24.4K Sep 9, 2022 Common Stock 119 $125.22 Direct
transaction YUM Restricted Stock Units Other $2.36K +20.3 +0.49% $116.09 4.16K Sep 9, 2022 Common Stock 20.3 Direct F1, F2
transaction YUM Restricted Stock Units Options Exercise $0 -8.14K -33.33% $0.00 16.3K Nov 12, 2022 Common Stock 8.14K $125.22 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 25% per year beginning one year from grant date.