MAZZELLA JOSEPH F - 31 Dec 2022 Form 5 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Mazzella
Issuer symbol
PFSI
Transactions as of
31 Dec 2022
Net transactions value
$0
Form type
5
Filing time
07 Feb 2023, 19:59:41 UTC
Previous filing
14 Dec 2022
Next filing
08 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Gift $0 -10,000 -6.9% $0.000000 135,479 27 Dec 2022 Direct F1, F2
holding PFSI Common Stock 177,031 31 Dec 2022 Mazzella Family Irrevocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a bona fide gift of shares to a charitable organization.
F2 The reported amount consists of 2,539 restricted stock units and 132,940 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.