Mazzella Joseph F - Dec 14, 2022 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Mazzella
Stock symbol
PFSI
Transactions as of
Dec 14, 2022
Transactions value $
-$4,073,600
Form type
4
Date filed
12/14/2022, 08:07 PM
Previous filing
Nov 2, 2022
Next filing
Feb 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale -$2.35M -40K -18.43% $58.67 177K Dec 14, 2022 Mazzella Family Irrevocable Trust F1, F2, F3
transaction PFSI Common Stock Sale -$1.73M -30K -17.1% $57.56 145K Dec 12, 2022 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average price of multiple transactions ranging from $57.74 to $57.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
F2 The price reported is the weighted average price of multiple transactions ranging from $58.01 to $58.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
F3 The price reported is the weighted average price of multiple transactions ranging from $59.00 to $59.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
F4 The price reported is the weighted average price of multiple transactions ranging from $57.28 to $58.02. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
F5 The reported amount consists of 2,539 restricted stock units and 142,940 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.