Clarence H. Smith - Dec 31, 2022 Form 5 Insider Report for HAVERTY FURNITURE COMPANIES INC (HVT)

Role
Chairman & CEO, Director
Signature
Jenny H. Parker, Attorney-in-Fact
Stock symbol
HVT
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
1/30/2023, 03:06 PM
Previous filing
Aug 12, 2022
Next filing
Jan 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction HVT Common Stock -Gift $0 -1,351 -6.89% $0.00 18,267 Nov 21, 2022 Direct
holding HVT Common Stock 7,850 Dec 31, 2022 By Georgia Limited Partnership
holding HVT Common Stock 29,689 Dec 31, 2022 By Spouse
holding HVT Class A Common Stock 112,036 Dec 31, 2022 Direct
holding HVT Class A Common Stock 1,950 Dec 31, 2022 By Spouse
holding HVT Class A Common Stock 603,497 Dec 31, 2022 By Villa Clare, LP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HVT PRSUs 2020 44,800 Dec 31, 2022 Common Stock 44,800 Direct F1
holding HVT PRSUs 2020.1 7,680 Dec 31, 2022 Common Stock 7,680 Direct F2
holding HVT PRSUs 2021 37,352 Dec 31, 2022 Common Stock 37,352 Direct F3
holding HVT PRSUs 2021.1 6,670 Dec 31, 2022 Common Stock 6,670 Direct F4
holding HVT RSUs 2019 725 Dec 31, 2022 Common Stock 725 Direct F5
holding HVT RSUs 2020 2,640 Dec 31, 2022 Common Stock 2,640 Direct F6
holding HVT RSUs 2021 4,402 Dec 31, 2022 Common Stock 4,402 Direct F7
holding HVT RSUs 2022 7,973 Dec 31, 2022 Common Stock 7,973 Direct F8
holding HVT Phantom Stock 5,541 Dec 31, 2022 Common Stock 5,541 $0.00 Direct F9

Explanation of Responses:

Id Content
F1 Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2020 and will vest on February 28, 2023.
F2 Performance Restricted Stock Units ("PRSUs") award granted 1/23/2020. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on comparable store sales for the year ended December 31, 2020 and will vest on February 28, 2023.
F3 Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2021 and will vest on February 28, 2024.
F4 Performance Restricted Stock Units ("PRSUs") award granted 1/21/2021. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on consolidated sales for the year ended December 31, 2021 and will vest on February 28, 2024.
F5 Restricted Stock Units ("RSUs") award granted 1/31/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.
F6 Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.
F7 Restricted Stock Units granted 1/21/2021 and vest ratably over 3 years beginning 5/8/2022. Each RSU is equivalent to one share of common stock upon vesting.
F8 Restricted Stock units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting.
F9 Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.