Doug Jones - 16 Aug 2022 Form 4/A - Amendment Insider Report for PennyMac Financial Services, Inc. (PFSI)

Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Jones
Issuer symbol
PFSI
Transactions as of
16 Aug 2022
Net transactions value
-$2,004,695
Form type
4/A - Amendment
Filing time
16 Dec 2022, 18:35:55 UTC
Date Of Original Report
14 Dec 2022
Previous filing
11 Apr 2022
Next filing
21 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Gift $0 -1,715 -8.9% $0.000000 17,477 16 Aug 2022 The Jones Family Trust
transaction PFSI Common Stock Sale $1,027,033 -17,500 -3.2% $58.69 522,500 14 Dec 2022 GR Family Investments LLC F1, F2, F3
transaction PFSI Common Stock Sale $977,662 -17,500 -3.3% $55.87 505,000 15 Dec 2022 GR Family Investments LLC F4, F5, F6
holding PFSI Common Stock 47,349 16 Aug 2022 Direct F7
holding PFSI Common Stock 30,000 16 Aug 2022 Jones A LLC
holding PFSI Common Stock 30,000 16 Aug 2022 Jones B LLC
holding PFSI Common Stock 0 16 Aug 2022 Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average price of multiple transactions ranging from $57.85 to $57.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F2 The price reported is the weighted average price of multiple transactions ranging from $58.04 to $58.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F3 The price reported is the weighted average price of multiple transactions ranging from $59.02 to $59.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or security holder of the Issuer the number os shares of Common Stock and the prices at which the transactions were affected.
F4 The price reported is the weighted average price of multiple transactions ranging from $55.34 to $55.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F5 The price reported is the weighted average price of multiple transactions ranging from $56.00 to $56.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F6 The price reported is the weighted average price of multiple transactions ranging from $57.00 to $57.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F7 The reported amount consists of 25,909 restricted stock units and 21,440 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.