Doug Jones - 08 Apr 2022 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Jones
Issuer symbol
PFSI
Transactions as of
08 Apr 2022
Net transactions value
-$930,625
Form type
4
Filing time
11 Apr 2022, 20:44:42 UTC
Previous filing
23 Mar 2022
Next filing
16 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale $809,145 -17,429 -26% $46.43 49,934 08 Apr 2022 Direct F1, F2, F3
transaction PFSI Common Stock Sale $121,481 -2,585 -5.2% $46.99 47,349 08 Apr 2022 Direct F4, F5, F6
holding PFSI Common Stock 300,000 08 Apr 2022 Jones A LLC
holding PFSI Common Stock 300,000 08 Apr 2022 Jones B LLC
holding PFSI Common Stock 19,192 08 Apr 2022 The Jones Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F2 The price reported is the weighted average price of multiple transactions ranging from $45.90 to $46.89.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected
F3 The reported amount consists of 25,909 restricted stock units and 24,025 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F4 These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F5 The price reported is the weighted average price of multiple transactions ranging from $46.90 to $47.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F6 The reported amount consists of 25,909 restricted stock units and 21,440 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.