Aldo J. Pagliari - Dec 13, 2022 Form 4 Insider Report for Snap-on Inc (SNA)

Signature
/s/ Ryan S. Lovitz under Power of Attorney for Aldo J. Pagliari
Stock symbol
SNA
Transactions as of
Dec 13, 2022
Transactions value $
-$927,492
Form type
4
Date filed
12/14/2022, 04:10 PM
Previous filing
Sep 13, 2022
Next filing
Feb 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNA Common Stock Options Exercise $988K +12.5K +17.09% $79.04 85.6K Dec 13, 2022 Direct F1, F2
transaction SNA Common Stock Sale -$515K -2.19K -2.56% $235.24 83.4K Dec 13, 2022 Direct F1, F3
transaction SNA Common Stock Sale -$668K -2.83K -3.39% $236.29 80.6K Dec 13, 2022 Direct F1, F4
transaction SNA Common Stock Sale -$349K -1.47K -1.82% $237.17 79.1K Dec 13, 2022 Direct F1, F5
transaction SNA Common Stock Sale -$287K -1.2K -1.52% $239.12 77.9K Dec 13, 2022 Direct F1, F6
transaction SNA Common Stock Sale -$96K -400 -0.51% $240.07 77.5K Dec 13, 2022 Direct F1, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Stock Option (Right to Buy) Options Exercise -12.5K -100% 0 Dec 13, 2022 Common Stock 12.5K $79.04 Direct F1, F8, F9
holding SNA Stock Option (Right to Buy) 33K Dec 13, 2022 Common Stock 33K $109.43 Direct F8
holding SNA Stock Option (Right to Buy) 34K Dec 13, 2022 Common Stock 34K $144.69 Direct F8
holding SNA Stock Option (Right to Buy) 35K Dec 13, 2022 Common Stock 35K $138.03 Direct F8
holding SNA Stock Option (Right to Buy) 36K Dec 13, 2022 Common Stock 36K $168.70 Direct F8
holding SNA Stock Option (Right to Buy) 26.1K Dec 13, 2022 Common Stock 26.1K $161.18 Direct F8
holding SNA Stock Option (Right to Buy) 23.5K Dec 13, 2022 Common Stock 23.5K $155.92 Direct F8
holding SNA Stock Option (Right to Buy) 23.5K Dec 13, 2022 Common Stock 23.5K $155.34 Direct F10
holding SNA Stock Option (Right to Buy) 15K Dec 13, 2022 Common Stock 15K $189.89 Direct F10
holding SNA Stock Option (Right to Buy) 11.3K Dec 13, 2022 Common Stock 11.3K $211.67 Direct F10
holding SNA Restricted Stock Units 2.34K Dec 13, 2022 Common Stock 2.34K Direct F11, F12
holding SNA Restricted Stock Units 1.92K Dec 13, 2022 Common Stock 1.92K Direct F11, F12
holding SNA Performance Units 2.84K Dec 13, 2022 Common Stock 2.84K Direct F11, F13
holding SNA Performance Units 4.67K Dec 13, 2022 Common Stock 4.67K Direct F11, F14
holding SNA Performance Units 3.85K Dec 13, 2022 Common Stock 3.85K Direct F11, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.
F2 Includes 17.1719 shares acquired under a dividend reinvestment plan.
F3 This transaction was executed in multiple trades at prices ranging from $234.725 to $235.7014. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F4 This transaction was executed in multiple trades at prices ranging from $235.73 to $236.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F5 This transaction was executed in multiple trades at prices ranging from $236.73 to $237.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F6 This transaction was executed in multiple trades at prices ranging from $238.62 to $239.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F7 This transaction was executed in multiple trades at prices ranging from $239.68 to $240.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F8 Option fully vested.
F9 Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
F10 Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F11 1 for 1.
F12 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F13 If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F14 If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F15 If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.