Charles P. Nelson - 05 Dec 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Signature
/s/ Rachel Reid, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
05 Dec 2022
Transactions value $
-$239,308
Form type
4
Filing time
06 Dec 2022, 15:19:39 UTC
Previous filing
01 Dec 2022
Next filing
19 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Sale -$239K -3.77K -2.06% $63.51 179K 05 Dec 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Deferred Savings Plan Issuer Stock Units 5.24K 05 Dec 2022 Common Stock 5.24K Direct F2
holding VOYA Performance Stock Unit 84.5K 05 Dec 2022 Common Stock 84.5K Direct F3
holding VOYA Performance-Based Stock Options 182K 05 Dec 2022 Common Stock 182K Direct F4
holding VOYA Restricted Stock Units 55.9K 05 Dec 2022 Common Stock 55.9K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $63.5105 to $63.5150. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
F2 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F3 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.
F5 Each stock unit represents a conditional right to receive one share of the company's common stock.

Remarks:

Vice Chairman