Torran B. Nixon - 02 Nov 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP

Role
Umpqua Bank President
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Torran B. Nixon
Issuer symbol
N/A
Transactions as of
02 Nov 2022
Net transactions value
-$99,850
Form type
4
Filing time
04 Nov 2022, 12:00:31 UTC
Previous filing
29 Jul 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Other $0 +34 +2.2% $0.000000 1,605 02 Nov 2022 by 401(k) F1, F2
transaction UMPQ Common Stock Sale $99,850 -5,000 -2.4% $19.97 206,033 02 Nov 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
F2 Not required.
F3 Shares sold pursuant to 10b5-1 plan to satisfy tax obligations related to vesting of stock awards.