Torran B. Nixon - Nov 2, 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP (UMPQ)

Role
Umpqua Bank President
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Torran B. Nixon
Stock symbol
UMPQ
Transactions as of
Nov 2, 2022
Transactions value $
-$99,850
Form type
4
Date filed
11/4/2022, 12:00 PM
Previous filing
Jul 29, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Other $0 +34 +2.16% $0.00 1.61K Nov 2, 2022 by 401(k) F1, F2
transaction UMPQ Common Stock Sale -$99.9K -5K -2.37% $19.97 206K Nov 2, 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
F2 Not required.
F3 Shares sold pursuant to 10b5-1 plan to satisfy tax obligations related to vesting of stock awards.