Andrew F. Sullivan - Nov 1, 2022 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Nov 1, 2022
Transactions value $
-$139,589
Form type
4
Date filed
11/2/2022, 03:46 PM
Previous filing
Sep 19, 2022
Next filing
Dec 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Sale -$140K -1.32K -9.67% $105.99 12.3K Nov 1, 2022 Direct F1, F2
holding PRU Common Stock 387 Nov 1, 2022 By 401(k) F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2022.
F2 Following the transactions reported on this Form 4, Mr. Sullivan continues to hold 12,301 shares directly and 387 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 5,310 deferred compensation shares, 21,685 vested stock options, 12,388 unvested stock options, 18,073 restricted stock units, and 88,378 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F3 Amount reported has been adjusted to include 16 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2021, and September 30, 2022, based on a plan statement dated September 30, 2022. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).