CHARLES B. JOHNSON - 30 Sep 2022 Form 5 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
10%+ Owner
Signature
/s/ Charles B. Johnson
Issuer symbol
BEN
Transactions as of
30 Sep 2022
Net transactions value
$0
Form type
5
Filing time
31 Oct 2022, 15:50:33 UTC
Previous filing
01 Nov 2021
Next filing
10 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Gift $0 -20,523 -0.02% $0.000000 87,562,490 13 Dec 2021 Direct F1
transaction BEN Common Stock, par value $.10 Gift $0 -965,000 -1.1% $0.000000 87,562,490 28 Dec 2021 Direct F1
transaction BEN Common Stock, par value $.10 Other $0 +78,420 +0.09% $0.000000 87,562,490 21 Jun 2022 Direct F1, F2
holding BEN Common Stock, par value $.10 22,134 30 Sep 2022 By 401(k) F3
holding BEN Common Stock, par value $.10 4,059,651 30 Sep 2022 By IRA
holding BEN Common Stock, par value $.10 2,167,800 30 Sep 2022 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable.
F2 Reporting Person received the shares as annuity payments from the independent trustee of separate irrevocable grantor retained annuity trusts for estate planning purposes.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2022.